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Regulatory Offences

Safeguarding Your Rights in Regulatory Proceedings
We provide guidance to individuals and organisations through the entire process of an investigation or prosecution by UK regulators. Our expertise in regulatory enforcement ensures that we maintain a proactive dialogue with the investigating authorities, safeguarding the interests of our clients at each stage of the procedure.
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Protecting Your Business, Preserving Your Reputation

Our experienced regulatory team offer comprehensive guidance and support to directors, employees, independent contractors and businesses navigating the complexities of UK regulatory compliance.

Our track record includes successfully advising and defending clients in regulatory prosecutions and investigations initiated by various agencies, including the Information Commissioner's Office (ICO), Environment Agency, Health and Safety Executive (HSE), Trading Standards, Financial Conduct Authority (FCA), Financial Reporting Council (FRC), and more.

Staying compliant in an increasingly changeable environment is challenging and we will help you manage any impending crisis and control the impact around you. Early advice is crucial to help clients protect themselves, their businesses and their employees.

Our regulatory team is ready to offer expert legal guidance for various challenges, including corporate manslaughter, workplace safety, data protection, environmental regulations (pollution, contamination and unlawful disposal), food safety, Director Disqualification, Trading Standards and copyright offences.

With our understanding of regulatory matters and a proactive stance towards defence strategies, we aim to protect your reputation and business interests.

News & Insights

Regulatory
Following an unfortunate incident in which a coach driven by our client collided with the underside of a railway bridge, he was subsequently required to attend a Hearing before the Traffic Commissioner to determine his ongoing fitness to operate as a vocational driver. Mohammed Ahmed of KANGS outlines the circumstances and the events that led […]
06/10/25
Director Disqualification, Insolvency, Regulatory
KANGS has successfully represented our client, a former director of a liquidated hotel business, avoid Director Disqualification Proceedings under the Company Director’s Disqualification Act 1986, which sought to remove him from his role as company director. Nazaqat Maqsoom of KANGS outlines the circumstances leading to the investigation conducted by the Insolvency Service. The Circumstances of […]
02/10/25
Director Disqualification, Insolvency, Regulatory
Director disqualification, as set out in the Company Directors Disqualification Act 1986 (‘the Act’), serves to protect the public interest by preventing further misconduct on the part of an offending director. It does so by imposing a period during which the individual is disqualified from holding any office within a corporate body. Whilst the vast […]
22/09/25
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Need legal assistance? Contact our experienced team for prompt and professional support.
Your privacy is important to us and all details you share will be kept confidential. Please note do not accept legal aid instructions.
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