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Regulatory Offences

Safeguarding Your Rights in Regulatory Proceedings
We provide guidance to individuals and organisations through the entire process of an investigation or prosecution by UK regulators. Our expertise in regulatory enforcement ensures that we maintain a proactive dialogue with the investigating authorities, safeguarding the interests of our clients at each stage of the procedure.
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Protecting Your Business, Preserving Your Reputation

Our experienced regulatory team offer comprehensive guidance and support to directors, employees, independent contractors and businesses navigating the complexities of UK regulatory compliance.

Our track record includes successfully advising and defending clients in regulatory prosecutions and investigations initiated by various agencies, including the Information Commissioner's Office (ICO), Environment Agency, Health and Safety Executive (HSE), Trading Standards, Financial Conduct Authority (FCA), Financial Reporting Council (FRC), and more.

Staying compliant in an increasingly changeable environment is challenging and we will help you manage any impending crisis and control the impact around you. Early advice is crucial to help clients protect themselves, their businesses and their employees.

Our regulatory team is ready to offer expert legal guidance for various challenges, including corporate manslaughter, workplace safety, data protection, environmental regulations (pollution, contamination and unlawful disposal), food safety, Director Disqualification, Trading Standards and copyright offences.

With our understanding of regulatory matters and a proactive stance towards defence strategies, we aim to protect your reputation and business interests.

News & Insights

Regulatory
It cannot be underestimated how important it is to file company accounts and reports to Companies House every year, and to ensure they are submitted on time. Failure to do so can have serious consequences for company directors, who could personally face criminal prosecution. KANGS possesses a wealth of experience representing company directors facing prosecution […]
24/11/25
ICO & Data Protection Investigations, Regulatory
One of the consequences of today’s technological environment is ensuring that sensitive information remains safe and protected from those who seek to cause harm. Organisations handling substantial volumes of personal data are subject to controlling legislation such as the General Data Protection Regulation (GDPR) and the Data Protection Act 2018. They are also required to […]
18/11/25
DBS, Regulatory
KANGS recently assisted our client, a Senior Healthcare Practitioner, in opposing a 'Minded to Bar' letter served by the Disclosure and Barring Service (DBS) following an incident at work. Helen Holder of KANGS explains how we guided our client and achieved this successful outcome. The Circumstances The ‘Minded to Bar’ letter alleged that our client […]
23/10/25
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Chambers 2025 poca 1
Chambers 2025 financial crime
Chambers 2025 crime 1
legal 500 top tier firm 2025 2

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Need legal assistance? Contact our experienced team for prompt and professional support.
Your privacy is important to us and all details you share will be kept confidential. Please note do not accept legal aid instructions.
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0333 370 4333